Mock SEC Exams

We ensure you are fully prepared for an SEC examination by simulating the experience through a mock exam, which will include:

  • Document request list
  • Offsite reviews
  • Onsite visit, including:
    • Interviews with key personnel
    • Reviewing books and records
    • Training
  • Mock report of the findings
  • Consulting on implementation of recommendations
  • Post-exam assistance

We promote open and consistent communication throughout the entire engagement by offering unlimited consulting. Consulting via phone, email and web conferencing is included for the duration of the engagement. We encourage you to contact us at any time with questions pertaining to the scope of the engagement.