Technology

ACC is committed to providing our clients with cutting-edge compliance solutions that enhance efficiency and reduce regulatory risk. That’s why we’ve partnered with Greenboard, a next-generation registered investment adviser and broker-dealer compliance operating system that leverages AI-powered automation to streamline compliance processes.

Why Greenboard?

Greenboard is designed to replace or augment legacy compliance tools with a modern, intelligent platform that reduces manual effort and enhances oversight. With AI-driven automation, compliance teams can focus on higher-value tasks while Greenboard handles the administrative burden.

Key Features & Benefits

AI-Powered Marketing Review

• Ensures SEC compliance by flagging unsubstantiated statements, performance disclosures and regulatory risks.
• Customizable review rules to align with your firm’s specific compliance requirements.
• Easy collaboration features streamline the approval process.

Code of Ethics & Know Your Employees Compliance

• Automated attestations and certifications for seamless employee compliance tracking.
• API-based brokerage connections eliminate outdated manual feeds.
• Comprehensive monitoring of securities transactions, outside business activities and conflicts of interest.

Archiving & Task Management

• Intelligent content archiving with fully customizable compliance rules.
• Tailored workflows to automate and track compliance responsibilities, deadlines and approvals.
• Streamlined vendor review capabilities with AI-powered web scraping for security incident monitoring.

Pre-Clearance Requests

• Customizable workflows for trade pre-clearance, gift approvals and other compliance requirements.
• Robust record-keeping and audit-ready documentation.

How ACC Clients Benefit

By integrating Greenboard into ACC’s suite of compliance services, our clients gain access to a smarter, more efficient compliance infrastructure. The result is a significant reduction in administrative overhead, improved regulatory readiness and enhanced accuracy in compliance reporting.

At ACC, we believe in proactive compliance solutions. With Greenboard, we empower firms to navigate an increasingly complex regulatory landscape with confidence and ease.

Ready to elevate your compliance program? Contact us to learn how ACC and Greenboard can help you achieve a more efficient and effective compliance strategy.

Testimonials

“I have been working with Mark Deangelis at Tito’s firm for a number of years. He is extremely detail oriented and crosses every T and dots every I. I recently had my first SEC audit with Mark as my CCO and it was the most painless audit I have ever had. We basically had no deficiencies.”

“I worked with Tito to ensure Deep Knowledge Investing had a robust compliance program. Tito got the work done quickly, was a pleasure to deal with, and most importantly, helped me understand what kind of compliance infrastructure I needed for my business. Now, when I speak with a COO or compliance person at a potential client, I explain how Tito designed a comprehensive plan that protects both Deep Knowledge Investing and our clients. Working with Tito has helped us generate revenue because his services help me turn potential clients into actual ones.”

“You would be hard pressed to find another compliance consultant with the level of experience and understanding Tito brings to the table when it comes to RIAs, IAs, hedge funds, PE and so much more. Whenever I have a question or need expert help with anything IA compliance oriented, he is one of the first professionals I reach out to.”

ACC is honored to be the winner of the 2025 Fund Intelligence Operations & Services Award in the Best Compliance Advisory Firm category!

These awards recognize high-quality service providers who work with clients in the funds industry. They are organized by With. Intelligence, a leading provider of data, intelligence and connections to the global asset management industry.

Proactive Compliance Solutions For Your Business