Mark De Angelis is a senior compliance consultant and outsourced CCO at ACC. During his career, he has held senior compliance positions, including CCO and deputy CCO at Morgan Stanley and T. Rowe Price. He has 22 years of experience in the global asset management industry, most of which was spent as a regulator with FINRA or a compliance officer at an investment adviser or brokerage division of a major financial services organization. More recently, Mark served as an in-house consultant to Belpointe Services, where he used his expertise to assist startup and seasoned investment advisers.
Prior to joining ACC, Mark was a compliance director with a national compliance consulting firm, where he led teams administering compliance programs for investment advisers, registered investment companies and private funds, wealth management advisers, fintech companies and family offices. He also provided proactive compliance management for Rule 206(4)-7 reviews, Rule 38a-1 reviews, private fund compliance programs, as well as service provider monitoring. Mark has led numerous regulatory exams, completed annual reviews, risk assessments and compliance training for variety of investment advisers.
From 1999-2006, Mark served as an analyst and then investigator with FINRA in the advertising regulation and market regulation departments.
During his time as a consultant or in-house compliance officer, Mark has served as CCO for approximately 20 registered investment advisers, broker-dealers and commodity pool operators. As a CCO, he has shown versality in adapting to investment management of clients – whether they’re traditional wealth advisers, mutual funds/ETF sponsors or private fund advisers.
Mark has a Bachelor of Science in Business Administration from the University of Maryland-Towson.
